Form D · Other Investment Fund

Greenwoods China Alpha (US) Fund

Grand Cayman, E9 · CIK 0001804051

Offering snapshot reported Feb 23, 2021 · SEC filing

Reported sold
$4.6M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1.05M
Reported outside-investor minimum
First sale
Jun 3, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.3M$4.6MMar 17, 2020: $4,595,375.00Mar 17, 2020Feb 23, 2021: $4,595,375.00Feb 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$100,000 → $1,050,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 23, 2021Amendment$4,595,375$0vs Mar 17, 20202SEC filing
Mar 17, 2020Initial$4,595,375No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-363082
Clarification of Item 11: Subscription amounts smaller than the required minimum may be accepted subject to the discretion of the Manager but in no event may be lower than the minimum amount required under the law which is currently US$100,000.

Source: Form D, filed Feb 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREENWOODS CHINA ALPHA (US) FUND

Investment adviser: GREENWOODS ASSET MANAGEMENT LIMITED

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Mar 30, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1511860 · Mar 30, 2021 · Schedule D 7.B.(1), fund 805-2852871536

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jian Gao Director
N/A Greenwoods Asset Management Hong Kong Limited Promoter
N/A Greenwoods Asset Management Limited Promoter
N/A Greenwoods Investments Sg Pte. Ltd. Promoter
Jinzhi Jiang Director
Taosheng Liu Director
Clifford Young Warren Director
Xiaosong Zeng Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House, Po Box 309
Grand Cayman, E9, KY1-1104