Form D · Private Equity Fund

Greenspring Secondaries Fund IV, L.P.

Owings Mills, MD · CIK 0001772202

Offering snapshot reported Jan 6, 2020 · SEC filing

Reported sold
$800M
Offering amount: $800M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 1, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 6, 2020Amendment$800,000,000No comparison0SEC filing
Jul 31, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-345529
Includes amounts sold to Greenspring Secondaries Fund IV-D, L.P., Greenspring Secondaries Fund IV-K, L.P. and Greenspring Secondaries Fund IV (Cayman), L.P.
Amount to be paid based on percentage of capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Raymond James & Associates, Inc.705
Stifel Nicolaus & Company, Incorporated793
RBC Wealth Management31194
VCP Advisors LLC169090
PAS Advisory Services Pty LtdNone
Kronstein Alternative Investment Advisors GmbHNone
CH Advisors GmbHNone
Innovation Partners, LLC146344
FPA Financial Corporation Pte Ltd.None
WaveCrest Securities, LLC160135
Monument Group, Inc.36399

Source: Form D, filed Jan 6, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREENSPRING SECONDARIES FUND IV, L.P.

Investment adviser: GREENSPRING ASSOCIATES, LLC

Gross asset value
$795M
Beneficial owners
398
ADV minimum commitment
$200K

Reported in Form ADV on Oct 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS BALTIMORE, Maryland, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer CH ADVISORS ZURICH, Switzerland Related to adviser: No
Marketer FPA FINANCIAL CORPORATION PTE LTD SINGAPORE, Singapore Related to adviser: No
Marketer INNOVATION PARTNERS LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer MONUMENT GROUP, INC. BOSTON, Massachusetts, United States Related to adviser: No
Marketer PRINCIPLE ADVISORY SERVICES SYDNEY, Australia Related to adviser: No
Marketer RAYMOND JAMES & ASSOCIATES, INC. ST PETERSBURG, Florida, United States Related to adviser: No
Marketer RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Marketer VCP AMERICAS LLC NEW YORK, New York, United States Related to adviser: No
Marketer WAVECREST SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

INNOVATION PARTNERS LLC
CRD 146344 · SEC 801-78702

MONUMENT GROUP, INC.
CRD 36399 · SEC 8-47248

RAYMOND JAMES & ASSOCIATES, INC.
CRD 705 · SEC 801-10418

RBC CAPITAL MARKETS, LLC
CRD 31194 · SEC 801-13059

VCP AMERICAS LLC
CRD 169090 · SEC 8-69347

WAVECREST SECURITIES LLC
CRD 160135 · SEC 8-69029

Filing source

Form ADV 1569212 · Oct 1, 2021 · Schedule D 7.B.(1), fund 805-4296112447

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Greenspring Associates, Inc. Director
N/A Greenspring Associates, Llc Director
N/A Greenspring Secondaries General Partner Iv, L.P. Director
N/A Greenspring Secondaries Gp Iv, Llc Director
James Lim Director
C. Ashton Newhall Director
Lindsay Redfield Executive
Eric Thompson Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Painters Mill Road
Owings Mills, MD, 21117