Form D · Private Equity Fund

Greenshoe Series Fund, LLC

Chicago, IL · CIK 0001554973

Offering snapshot reported Nov 12, 2014 · SEC filing

Reported sold
$86K
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 25, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$43K$86KNov 5, 2012: $25,000.00Nov 5, 2012Jan 16, 2014: $71,000.00Jan 16, 2014Nov 12, 2014: $86,000.00Nov 12, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$71,000 → $86,000
  • Reported investors10 → 11

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2014Amendment$86,000$15,000vs Jan 16, 201411SEC filing
Jan 16, 2014Amendment$71,000$46,000vs Nov 5, 201210SEC filing
Nov 5, 2012Initial$25,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-186525
Series Vela

Source: Form D, filed Nov 12, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREENSHOE SERIES FUND, LLC - SERIES VELA

Investment adviser: GREENSHOE FUND MANAGEMENT, LLC

Gross asset value
$89.9K
Beneficial owners
10
ADV minimum commitment
$5K

Reported in Form ADV on Oct 9, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 950927 · Oct 9, 2015 · Schedule D 7.B.(1), fund 805-5452130631

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tom Chyla Executive
David A. Gardner Executive
None Greenshoe Fund Management, Llc Executive
Ben S. Richter Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Greenshoe Fund Management, Llc 2017 West Armitage Avenue, #2 F
Chicago, IL, 60647