Form D · Other Investment Fund

GreenOak Japan, LP

Grand Cayman, E9 · CIK 0001542053

Offering snapshot reported Feb 15, 2013 · SEC filing

Reported sold
$40M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 30, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$20M$40MFeb 10, 2012: $4,234,895.00Feb 10, 2012Feb 15, 2013: $40,034,895.00Feb 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,234,895 → $40,034,895
  • Reported investors1 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 15, 2013Amendment$40,034,895$35,800,000vs Feb 10, 20127SEC filing
Feb 10, 2012Initial$4,234,895No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-173287

Source: Form D, filed Feb 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GREENOAK JAPAN, LP

Investment adviser: BGO US REAL ESTATE LP

Gross asset value
$0
Beneficial owners
52
ADV minimum commitment
$5M

Reported in Form ADV on May 6, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP LOS ANGELES, California, United States
Custodian CITIBANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

Filing source

Form ADV 1539272 · May 6, 2021 · Schedule D 7.B.(1), fund 805-7517468272

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Carrafiell Promoter
Sonny Kalsi Executive, Promoter
Fred Schmidt Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Maples Corporate Services Limited Ugland House Box 309
Grand Cayman, E9, KY1-1104