Form D · Insurance
Great-West Lifeco U.S. Holdings, LP
Boston, MA · CIK 0001604550
Offering snapshot reported Apr 11, 2023 · SEC filing
- Reported sold
- $224M Indefinite offering
- Investors reported
- 374 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 25, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$219,805,903 → $224,427,807
- Reported investors336 → 374
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2023 | Amendment | $224,427,807 | $4,621,904vs Apr 11, 2022 | 374 | SEC filing |
| Apr 11, 2022 | Amendment | $219,805,903 | $33,627,494vs Apr 9, 2021 | 336 | SEC filing |
| Apr 9, 2021 | Initial | $186,178,409 | No comparison | 299 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
This Form D relates to the Form D initially filed 4.7.2014 (Accession No. 0001140361-14-015926,) and the Form D most recently filed 4.11.2022 (Accession No. 0001567619-22-008351).
Equity securities issued in connection with repurchases under the Putnam Investments, LLC Equity Incentive Plan.
There will be no sales commissions or finders' fees in connection with this offering.
Source: Form D, filed Apr 11, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael R. Amend | Director |
| Deborah J. Barrett | Director |
| Roberta Bienfait | Director |
| Graham R. Bird | Executive |
| Andra S. Bolotin | Executive |
| Heather E. Conway | Director |
| Marcel R. Coutu | Director |
| Andre A. Desmarais | Director |
| Paul Desmarais, Jr. | Director |
| Gary A. Doer | Director |
| David G. Fuller | Director |
| Claude Genereux | Director |
| Sharon C. Geraghty | Executive |
| David Harney | Executive |
| J. David A. Jackson | Director |
| Arshil Jamal | Executive |
| Elizabeth C. Lempres | Director |
| Garry Mac Nicholas | Executive |
| Garry Mac Nicolas | Executive |
| Jeffrey P. Macoun | Executive |
| Paula B. Madoff | Director |
| Paul A. Mahon | Executive |
| Susan J. Mc Arthur | Director |
| Edmund F. Murphy, Iii | Executive |
| Edward F. Murphy, Iii | Executive |
| R. Jeffrey Orr | Director |
| Grace M. Palombo | Executive |
| Robert L. Reynolds | Executive |
| Steve Rullo | Executive |
| Nancy D. Russell | Executive |
| T. Timothy Ryan | Director |
| Jerome J. Selitto | Director |
| David Simmonds | Executive |
| James M. Singh | Director |
| Anne C. Sonnen | Executive |
| Raman Srivastava | Executive |
| Dervla M. Tomlin | Executive |
| Gregory D. Tretiak | Director |
| Jeremy W. Trickett | Executive |
| Siim A. Vanaselja | Director |
| Brian E. Walsh | Director |
Issuer details
Industry: Insurance (See others in industry)
Address:
100 Federal Street
Boston, MA, 02110
Boston, MA, 02110