Form D · Other Investment Fund
Great Bay Horizon Series LLC, Series 9
San Juan, PR · CIK 0001706934
Offering snapshot reported May 19, 2017 · SEC filing
- Reported sold
- $2.88M Indefinite offering
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $450K Reported outside-investor minimum
- First sale
- Apr 30, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 19, 2017 | Initial | $2,880,000 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-287171
Pooled Investment Fund Interests are in the form of a single Class B Share. Share of Pool is determined by amount of capital account (initially amount of investment).
Source: Form D, filed May 19, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis C. Flaherty | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Am Tower 1 St Floor 207 Calle Del Parque
San Juan, PR, 00912
San Juan, PR, 00912