Form D · REITS and Finance
Great Ajax Corp.
Beaverton, OR · CIK 0001614806
Offering snapshot reported Dec 23, 2014 · SEC filing
- Reported sold
- $40.9M Offering amount: $40.9M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 16, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 23, 2014 | Initial | $40,879,890 | No comparison | 17 | SEC filing |
| Oct 30, 2014 | Amendment | $30,696,100 | $0vs Aug 14, 2014 | 11 | SEC filing |
| Aug 14, 2014 | Amendment | $30,696,100 | $107,070vs Jul 25, 2014 | 11 | SEC filing |
| Jul 25, 2014 | Initial | $30,589,030 | No comparison | 9 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.98M
- Finders' fees
- $0
- Form D file number
- 021-230808
FBR Capital Markets & Co. acted as placement agent for which they received $1,983,020 in placement fees and reimbursement of expenses.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| FBR Capital Markets | 25027 |
Source: Form D, filed Dec 23, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven L. Begleiter | Director |
| Jonathan Bradford Handley | Director |
| Jonathan Bradford Handley, Jr. | Director, Executive |
| Daniel Hoffman | Director |
| Lawrence Mendelsohn | Director, Executive |
| J. Kirk Ogren | Director |
| Glenn J. Ohl | Executive |
| Irving Potter | Executive |
| Russell Schaub | Executive |
| Russell Shaub | Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
9400 Sw Beaverton Hillsdale Highway Suite 131
Beaverton, OR, 97005
Beaverton, OR, 97005