Form D · Other Investment Fund

Graycliff Mezzanine IV (SBIC) LP

New York, NY · CIK 0001896660

Offering snapshot reported Jun 16, 2022 · SEC filing

Reported sold: $73.1M
Investors reported: 21
Minimum accepted: $0
First sale: Jun 1, 2022

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 16, 2022	Initial	$73,100,000	No comparison	21	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $300K
Finders' fees: $0
Form D file number: 021-449465

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
EQUUS Financial Consulting LLC	131449

Source: Form D, filed Jun 16, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAYCLIFF MEZZANINE IV (SBIC) LP

Investment adviser: GRAYCLIFF PARTNERS LP

Gross asset value: $347M
Beneficial owners: 34
ADV minimum commitment: $250K

Reported in Form ADV on Jun 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ZOOK DINON PA MOORESTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP NEW YORK, New York, United States

Custodian KEY BANK BUFFALO, New York, United States Related to adviser: No

Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

Filing source

Form ADV 2108924 · Jun 8, 2026 · Schedule D 7.B.(1), fund 805-6171148458

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Lp Graycliff Partners	Promoter
Partners Gp Llc Graycliff Sbic Iv	Executive
Investors Gp Lp Graycliff Sbic Iv	Executive
Will C. Henderson	Director, Executive
Stephen C. Hindmarch	Director, Executive
James W. Marley	Director, Executive
Duke M. Punhong	Director, Executive
Steven J. Schaefer	Executive
Andrew P. Trigg	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

500 Fifth Avenue 47 Th Floor
New York, NY, 10110