Form D · Other Investment Fund
Graycliff Mezzanine III (SBIC) LP
New York, NY · CIK 0001743874
Offering snapshot reported Jun 29, 2018 · SEC filing
- Reported sold
- $68.6M Offering amount: $100M
- Investors reported
- 16 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 14, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2018 | Initial | $68,600,000 | No comparison | 16 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $300K
- Finders' fees
- $0
- Form D file number
- 021-315767
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Equus Financial Consulting LLC | 131449 |
Source: Form D, filed Jun 29, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Will C. Henderson | Director, Executive, Promoter |
| Stephen C. Hindmarch | Director, Executive, Promoter |
| James W. Marley | Director, Executive, Promoter |
| Duke M. Punhong | Director, Executive, Promoter |
| Steven J. Schaefer | Executive |
| Andrew P. Trigg | Director, Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
500 Fifth Avenue 47 Th Floor
New York, NY, 10110
New York, NY, 10110