Form D · Other Investment Fund

Graycliff Mezzanine III LP

New York, NY · CIK 0001698152

Offering snapshot reported Feb 22, 2017 · SEC filing

Reported sold
$45M
Offering amount: $125M
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 7, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 22, 2017Initial$45,000,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$438K
Form D file number
021-281105

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Equus Financial Consulting LLC131449

Source: Form D, filed Feb 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAYCLIFF MEZZANINE III LP

Investment adviser: GRAYCLIFF PARTNERS LP

Gross asset value
$51.2M
Beneficial owners
16
ADV minimum commitment
$250K

Reported in Form ADV on Jun 8, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ZOOK DINON PA MOORESTOWN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG, LLP NEW YORK, New York, United States
Custodian KEY BANK BUFFALO, New York, United States Related to adviser: No
Marketer EQUUS FINANCIAL CONSULTING LLC NEW CANAAN, Connecticut, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG, LLP
PCAOB 185

EQUUS FINANCIAL CONSULTING LLC
CRD 131449 · SEC 8-66467

Filing source

Form ADV 2108924 · Jun 8, 2026 · Schedule D 7.B.(1), fund 805-5303475383

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Will C. Henderson Director, Executive, Promoter
Stephen C. Hindmarch Director, Executive, Promoter
James W. Marley Director, Executive, Promoter
Duke M. Punhong Director, Executive, Promoter
Steven J. Schaefer Executive
Andrew P. Trigg Director, Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 Fifth Avenue, 47 Th Floor
New York, NY, 10110