Form D · Hedge Fund

Gratia Special Opportunities 520 LP

Los Angeles, CA · CIK 0001814597

Offering snapshot reported Jun 21, 2022 · SEC filing

Reported sold
$10M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5M$10MJun 12, 2020: $10,005,000.00Jun 12, 2020Jun 21, 2021: $10,001,000.00Jun 21, 2021Jun 21, 2022: $10,001,000.00Jun 21, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 21, 2022Amendment$10,001,000$0vs Jun 21, 20212SEC filing
Jun 21, 2021Amendment$10,001,000-$4,000vs Jun 12, 20202SEC filing
Jun 12, 2020Initial$10,005,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-368850

Source: Form D, filed Jun 21, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRATIA SPECIAL OPPORTUNITIES 520 LP

Investment adviser: GRATIA CAPITAL, LLC

Gross asset value
$15.7M
Beneficial owners
2
ADV minimum commitment
$250K

Reported in Form ADV on Jun 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP FINANCIAL SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor WITHUMSMITH+BROWN, PC NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WITHUMSMITH+BROWN, PC
PCAOB 100

MORGAN STANLEY & CO. LLC
SEC 8-15869

THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
LEI 54930042DBMRRWU1QM80

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1658859 · Jun 30, 2022 · Schedule D 7.B.(1), fund 805-4521583668

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gratia Special Opportunities 520 Gp, Llc Promoter
Steve Pei Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11835 West Olympic Blvd. Suite 385
Los Angeles, CA, 90064