Form D · Hedge Fund

GRATIA CAPITAL PARTNERS, L.P.

Los Angeles, CA · CIK 0001562912

Offering snapshot reported Dec 7, 2017 · SEC filing

Reported sold
$73.3M
Indefinite offering
Investors reported
40
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.5M$89MJan 7, 2013: $3,300,000.00Jan 7, 2013Jan 7, 2014: $73,026,000.00Jan 7, 2014Dec 19, 2014: $88,956,000.00Dec 19, 2014Dec 17, 2015: $65,942,500.00Dec 17, 2015Dec 12, 2016: $72,157,500.00Dec 12, 2016Dec 7, 2017: $73,257,500.00Dec 7, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$72,157,500 → $73,257,500
  • Reported investors35 → 40
  • Minimum accepted$1,000,000 → $0

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 7, 2017Amendment$73,257,500$1,100,000vs Dec 12, 201640SEC filing
Dec 12, 2016Amendment$72,157,500$6,215,000vs Dec 17, 201535SEC filing
Dec 17, 2015Amendment$65,942,500-$23,013,500vs Dec 19, 201430SEC filing
Dec 19, 2014Amendment$88,956,000$15,930,000vs Jan 7, 201429SEC filing
Jan 7, 2014Amendment$73,026,000$69,726,000vs Jan 7, 201321SEC filing
Jan 7, 2013Initial$3,300,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-189616

Source: Form D, filed Dec 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRATIA CAPITAL PARTNERS, LP

Investment adviser: GRATIA CAPITAL, LLC

Gross asset value
$3.35M
Beneficial owners
4
ADV minimum commitment
$1M

Reported in Form ADV on Jan 8, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LOS ANGELES, California, United States
Custodian J.P. MORGAN SECURITIES INC. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. SAN FRANCISCO, California, United States Related to adviser: No
Prime broker J.P. MORGAN SECURITIES INC. SAN FRANCISCO, California, United States
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Filing source

Form ADV 689429 · Jan 8, 2013 · Schedule D 7.B.(1), fund 805-9442978504

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gratia Capital, Llc Executive, Promoter
Gratia Capital Partners, Gp, Llc Executive, Promoter
Steve Pei Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Gratia Capital, Llc 2029 Century Park East, Suite 1180
Los Angeles, CA, 90067