Form D · Hedge Fund

Granite Point Capital Scorpion Focused Ideas Fund

Boston, MA · CIK 0001636775

Offering snapshot reported Jul 8, 2022 · SEC filing

Reported sold: $26.1M
Investors reported: 16
Minimum accepted: $0
First sale: Mar 2, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$22,951,601 → $26,126,601

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 8, 2022	Amendment	$26,126,601	$3,175,000vs Jul 9, 2021	16	SEC filing
Jul 9, 2021	Amendment	$22,951,601	No comparison	Not reported	SEC filing
Jul 10, 2020	Amendment	$22,426,601	$200,601vs Jul 12, 2019	15	SEC filing
Jul 12, 2019	Amendment	$22,226,000	$7,040,000vs Jul 27, 2018	13	SEC filing
Jul 27, 2018	Amendment	$15,186,000	$0vs Mar 15, 2016	10	SEC filing
Mar 15, 2016	Amendment	$15,186,000	$3,186,000vs Apr 15, 2015	10	SEC filing
Apr 15, 2015	Initial	$12,000,000	No comparison	5	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-238023

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
INTE Securities LLC	47107

Source: Form D, filed Jul 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRANITE POINT CAPITAL SCORPION FOCUSED IDEAS FUND

Investment adviser: GRANITE POINT CAPITAL MANAGEMENT, L.P.

Gross asset value: $25.8M
Beneficial owners: 15
ADV minimum commitment: $150K

Reported in Form ADV on Mar 23, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG BOSTON, Massachusetts, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON BOSTON, Massachusetts, United States Related to adviser: No

Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

PERSHING LLC
SEC 8-17574

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

BTIG, LLC
CRD 122225 · SEC 8-65473

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1731684 · Mar 23, 2023 · Schedule D 7.B.(1), fund 805-1704593140

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Granite Point Capital, L.L.C.	Executive
Granite Point Capital Management, L.P.	Promoter
Warren B. Lammert Iii	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

109 State Street 5 Th Floor
Boston, MA, 02109