Form D · Hedge Fund

Granite Point Capital, L.P.

Boston, MA · CIK 0001460125

Offering snapshot reported Jul 8, 2022 · SEC filing

Reported sold
$93.1M
Indefinite offering
Investors reported
60
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 20, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$46.6M$93.1MJul 9, 2021: $92,205,746.00Jul 9, 2021Jul 8, 2022: $93,130,746.00Jul 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$92,205,746 → $93,130,746

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 8, 2022Amendment$93,130,746$925,000vs Jul 9, 202160SEC filing
Jul 9, 2021Amendment$92,205,746No comparisonNot reportedSEC filing
Jul 10, 2020Amendment$90,246,145$1,443,696vs Jul 12, 201958SEC filing
Jul 12, 2019Amendment$88,802,449$2,350,449vs Jul 24, 201858SEC filing
Jul 24, 2018Amendment$86,452,000$2,460,000vs Mar 14, 201657SEC filing
Jul 12, 2018Amendment$86,452,000$2,460,000vs Mar 14, 201657SEC filing
Mar 14, 2016Amendment$83,992,000$2,105,000vs May 4, 201554SEC filing
May 4, 2015Amendment$81,887,000$9,467,000vs Mar 6, 201354SEC filing
Mar 10, 2014Amendment$76,775,000$4,355,000vs Mar 6, 201349SEC filing
Mar 6, 2013Amendment$72,420,000$1,320,000vs Feb 28, 201248SEC filing
Feb 28, 2012Amendment$71,100,000$1,600,000vs Mar 3, 201137SEC filing
Mar 3, 2011Amendment$69,500,000$9,057,805vs Mar 9, 201037SEC filing
Mar 9, 2010Amendment$60,442,195No comparison26SEC filing
Mar 13, 2009PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-129047

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
INTE Securities LLC47107

Source: Form D, filed Jul 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRANITE POINT CAPITAL, L.P.

Investment adviser: GRANITE POINT CAPITAL MANAGEMENT, L.P.

Gross asset value
$106M
Beneficial owners
45
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG BOSTON, Massachusetts, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Marketer LYSTER WATSON SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

LYSTER WATSON SECURITIES, INC.
CRD 30210 · SEC 8-44783

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Filing source

Form ADV 1096074 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-5836101985

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Granite Point Capital, L.L.C. Granite Point Capital, L.L.C. Executive
N/A N/A Granite Point Capital, L.L.C. Promoter
Granite Point Capital, L.L.C. Executive
N/A N/A Granite Point Capital Management, L.P. Promoter
Granite Point Capital Management, L.P. Promoter
Warren B. Lammert Iii Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
109 State Street 5 Th Floor
Boston, MA, 02109