Form D · Hedge Fund

GRANITE PEAK GLOBAL FUND, CAYMAN LTD.

George Town, Grand Cayman, E9 · CIK 0001638992

Offering snapshot reported Apr 7, 2017 · SEC filing

Reported sold: $250K
Investors reported: 1
Minimum accepted: $100K
First sale: Apr 8, 2015

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Minimum accepted$1,000,000 → $100,000

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 7, 2017	Amendment	$250,000	$0vs Apr 8, 2016	1	SEC filing
Apr 8, 2016	Amendment	$250,000	$0vs Apr 10, 2015	1	SEC filing
Apr 10, 2015	Initial	$250,000	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-237733

The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Blue Sand Securities LLC	142976

Source: Form D, filed Apr 7, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRANITE PEAK GLOBAL FUND, CAYMAN LTD.

Investment adviser: GRANITE PEAK ASSET MANAGEMENT, LLC

Gross asset value: $2.1M
Beneficial owners: 2
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG GRAND CAYMAN, Cayman Islands

Custodian FIRST REPUBLIC BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1089033 · Mar 30, 2017 · Schedule D 7.B.(1), fund 805-8120344229

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Granite Peak Asset Management, Llc	Executive, Promoter
Cary Marr	Director
Karl O'reilly	Director
Geoff Ruddick	Director
Michelle Sullivan	Director
Daken J. Vanderburg	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Intertrust Corporate Services Cayman Ltd 190 Elgin Avenue
George Town, Grand Cayman, E9, KY1-9005