Form D · Other

Granite Loan Acquisition Ventures Fund III LLC

Irvine, CA · CIK 0001558912

Offering snapshot reported Nov 29, 2012 · SEC filing

Reported sold
$20M
Offering amount: $20M
Investors reported
57
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Sep 11, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10M$20MSep 27, 2012: $4,615,000.00Sep 27, 2012Nov 29, 2012: $20,000,000.00Nov 29, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,615,000 → $20,000,000
  • Reported investors12 → 57

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 29, 2012Amendment$20,000,000$15,385,000vs Sep 27, 201257SEC filing
Sep 27, 2012Initial$4,615,000No comparison12SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$296K (estimated)
Finders' fees
$0
Form D file number
021-184695
Scott Rickard is not receiving any sales commissions. The sales commissions associated with his sales are being paid to Carolina Financial Securities.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CAROLINA FINANCIAL SECURITIES41970JOHN W. STANIER · CRD 4811895
SANDLAPPER SECURITIES, LLC137906JOHN P. HARVEY JR. · CRD 4227692
DFPG INVESTMENTS, INC.155576PETER J. KALMUS · CRD 1522531

Source: Form D, filed Nov 29, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Granite Loan Solutions Llc Executive
N/A Granite Loan Solutions, Llc Executive

Issuer details

Industry: Other (See others in industry)

Address:
2 Park Plaza, Suite 800
Irvine, CA, 92614