Form D · Hedge Fund

Gramercy Emerging Markets Alpha LLC

Greenwich, CT · CIK 0001507399

Offering snapshot reported Dec 18, 2013 · SEC filing

Reported sold
$82.5M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Dec 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$41.2M$82.5MDec 9, 2010: $79,040,000.00Dec 9, 2010Dec 22, 2011: $82,090,000.00Dec 22, 2011Dec 20, 2012: $82,190,000.00Dec 20, 2012Dec 18, 2013: $82,490,000.00Dec 18, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$82,190,000 → $82,490,000
  • Reported investors12 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 18, 2013Amendment$82,490,000$300,000vs Dec 20, 201213SEC filing
Dec 20, 2012Amendment$82,190,000$100,000vs Dec 22, 201112SEC filing
Dec 22, 2011Amendment$82,090,000$3,050,000vs Dec 9, 201012SEC filing
Dec 9, 2010Initial$79,040,000No comparison11SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-151661

Source: Form D, filed Dec 18, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAMERCY EMERGING MARKETS ALPHA LLC

Investment adviser: GRAMERCY FUNDS MANAGEMENT LLC

Gross asset value
$28.5M
Beneficial owners
10
ADV minimum commitment
$1M

Reported in Form ADV on Mar 28, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (NA) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Filing source

Form ADV 725585 · Mar 28, 2013 · Schedule D 7.B.(1), fund 805-2815446233

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Koenigsberger Director
Scott Seaman Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
20 Dayton Avenue
Greenwich, CT, 06830