Form D · Other Investment Fund
Grain Spectrum Holdings IV (Cayman), L.P.
Washington, DC · CIK 0001897820
Offering snapshot reported Dec 16, 2022 · SEC filing
- Reported sold
- $658M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 26, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 5
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 16, 2022 | Amendment | $658,000,000 | No comparison | 5 | SEC filing |
| Dec 15, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.55M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-425216
The total amount sold includes amounts sold in respect of the issuer's parallel fund.
The amount of the sales commissions is estimated for the Issuer and certain related entities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 |
Source: Form D, filed Dec 16, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David J. Grain | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1900 K Street, Nw Suite 650
Washington, DC, 20006
Washington, DC, 20006