Form D · Other Investment Fund
Grain Spectrum Holdings III (Cayman), L.P.
Washington, DC · CIK 0001822506
Offering snapshot reported Oct 5, 2020 · SEC filing
- Reported sold
- $118M Offering amount: $1.5B
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Sep 4, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 8
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2020 | Amendment | $118,267,080 | No comparison | 8 | SEC filing |
| Sep 3, 2020 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $8.63M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-374842
Item (a) applies to the Issuer and its affiliated fund, Grain Spectrum Holdings III, L.P. The amount in item (c) was sold by such affiliated fund.
The amount of sales commissions applies to the Issuer and its affiliated fund, Grain Spectrum Holdings III, L.P.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 |
Source: Form D, filed Oct 5, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David J. Grain | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1900 K Street, Nw Suite 650
Washington, DC, 20006
Washington, DC, 20006