Form D · Private Equity Fund
Graham Partners IV, L.P.
Newtown Square, PA · CIK 0001649382
Offering snapshot reported Jul 26, 2016 · SEC filing
- Reported sold
- $327M Indefinite offering
- Investors reported
- 67 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 31, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 67
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2016 | Amendment | $326,705,218 | No comparison | 67 | SEC filing |
| Jul 28, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.5, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $3.5M (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Securities LLC | 7654 |
Source: Form D, filed Jul 26, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Steven C. Graham | Executive |
| N/A Graham Partners Management Iv, L.P. | Promoter |
| Christopher A. Lawler | Executive |
| Joseph G. May | Executive |
| William P. Mc Kee, Jr. | Executive |
| Christina W. Morin | Executive |
| Robert A. Newbold | Executive |
| Adam Piatkowski | Executive |
| Dalibor Pivcevic | Executive |
| Andrew Snyder | Executive |
| Joshua Wilson | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
3811 West Chester Pike Building 2, Suite 200
Newtown Square, PA, 19073
Newtown Square, PA, 19073