Form D · Private Equity Fund

Graham Partners Annex, L.P.

Newtown Square, PA · CIK 0001477924

Offering snapshot reported Dec 21, 2009 · SEC filing

Reported sold
$5.66M
Offering amount: $6M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Nov 18, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.83M$5.66MDec 3, 2009: $1,987,000.00Dec 3, 2009Dec 21, 2009: $5,655,000.00Dec 21, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,987,000 → $5,655,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2009Amendment$5,655,000$3,668,000vs Dec 3, 20090SEC filing
Dec 3, 2009Initial$1,987,000No comparison0SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136576

Source: Form D, filed Dec 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRAHAM PARTNERS ANNEX, L.P.

Investment adviser: GRAHAM PARTNERS, LLC

Gross asset value
$6.22M
Beneficial owners
43
ADV minimum commitment
$100K

Reported in Form ADV on Jul 18, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor CROWE LLP ELKHART, Indiana, United States
Custodian CITIZENS PRIVATE BANK & TRUST PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CROWE LLP
PCAOB 173

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Filing source

Form ADV 1663015 · Jul 18, 2022 · Schedule D 7.B.(1), fund 805-9546007559

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Steven C. Graham Executive, Promoter
Christopher A. Lawler Executive
Joseph G. May Executive
William P. Mc Kee, Jr. Executive
Christina W. Morin Executive
Robert A. Newbold Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Building 2 Suite 200, 3811 West Chester Pike
Newtown Square, PA, 19073