Form D · Other
Grafoid Inc.
Kingston, A6 · CIK 0001570286
Offering snapshot reported Oct 25, 2016 · SEC filing
- Reported sold
- $732K Offering amount: $782K
- Investors reported
- 12 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 11, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 25, 2016 | Initial | $732,264 | No comparison | 12 | SEC filing |
| Aug 4, 2016 | Initial | $425,000 | No comparison | 6 | SEC filing |
| Jul 7, 2015 | Initial | $25,000 | No comparison | 1 | SEC filing |
| May 18, 2015 | Amendment | $925,000 | $200,000vs May 6, 2015 | 6 | SEC filing |
| May 6, 2015 | Initial | $725,000 | No comparison | 5 | SEC filing |
| Apr 7, 2015 | Initial | $1,600,000 | No comparison | 14 | SEC filing |
| Mar 17, 2015 | Amendment | $1,200,000 | $1,100,000vs Nov 7, 2014 | 13 | SEC filing |
| Mar 10, 2015 | Amendment | $4,831,500 | $500,000vs Dec 29, 2014 | 43 | SEC filing |
| Dec 29, 2014 | Amendment | $4,331,500 | $971,500vs Aug 26, 2014 | 33 | SEC filing |
| Nov 7, 2014 | Initial | $100,000 | No comparison | 1 | SEC filing |
| Sep 15, 2014 | Initial | $500,000 | No comparison | 1 | SEC filing |
| Aug 26, 2014 | Amendment | $3,360,000 | $585,000vs Jul 8, 2014 | 21 | SEC filing |
| Jul 8, 2014 | Initial | $2,775,000 | No comparison | 11 | SEC filing |
| Dec 13, 2013 | Amendment | $890,092 | $258,535vs Oct 15, 2013 | 12 | SEC filing |
| Nov 27, 2013 | Amendment | $7,857,000 | $1,090,000vs Oct 15, 2013 | 93 | SEC filing |
| Oct 15, 2013 | Amendment | $6,767,000 | $1,088,000vs Sep 6, 2013 | 82 | SEC filing |
| Oct 15, 2013 | Amendment | $631,557 | $286,145vs Jun 17, 2013 | 12 | SEC filing |
| Sep 6, 2013 | Amendment | $5,679,000 | $2,363,405vs Jul 18, 2013 | 63 | SEC filing |
| Jul 18, 2013 | Initial | $3,315,595 | No comparison | 33 | SEC filing |
| Jul 18, 2013 | Initial | $120,000 | No comparison | 1 | SEC filing |
| Jun 17, 2013 | Amendment | $345,412 | $50,201vs Apr 25, 2013 | 11 | SEC filing |
| Apr 25, 2013 | Amendment | $295,211 | $54,247vs Feb 21, 2013 | 9 | SEC filing |
| Feb 21, 2013 | Initial | $240,964 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-273164
The additional $49,953 may be received upon exercise of share purchase warrants sold both inside and outside the U.S. U.S. dollar amounts are based on the Bank of Canada noon rate of exchange reported on October 11, 2016, which was Cdn$1.3239=US$1.00.
Each unit consists of one common share and one share purchase warrant. Each warrant entitles the holder to acquire one common share at an exercise price of Cdn$0.10 until July 31, 2024.
Source: Form D, filed Oct 25, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chester Burtt | Executive |
| Gordon Chiu | Director, Executive |
| Gary Economo | Director, Executive |
| Judith Mazvihwa Mac Lean | Executive |
| J. Craighill Redwine | Director |
| Lindsay Weatherdon | Director |
| Jeffrey York | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
945 Princess Street
Kingston, A6, K7L 0E9
Kingston, A6, K7L 0E9