Form D · Hedge Fund

Gracian Short Alpha I Ltd.

George Town, Grand Cayman, E9 · CIK 0001666004

Offering snapshot reported Jan 24, 2020 · SEC filing

Reported sold
$26.4M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Feb 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.2M$26.4MFeb 16, 2016: $5,000,000.00Feb 16, 2016Feb 16, 2017: $22,900,000.00Feb 16, 2017Jan 26, 2018: $26,400,000.00Jan 26, 2018Jan 24, 2019: $26,400,000.00Jan 24, 2019Jan 24, 2020: $26,400,000.00Jan 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2020Amendment$26,400,000$0vs Jan 24, 20192SEC filing
Jan 24, 2019Amendment$26,400,000$0vs Jan 26, 20182SEC filing
Jan 26, 2018Amendment$26,400,000$3,500,000vs Feb 16, 20172SEC filing
Feb 16, 2017Amendment$22,900,000$17,900,000vs Feb 16, 20162SEC filing
Feb 16, 2016Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-257557

Source: Form D, filed Jan 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRACIAN SHORT ALPHA I LTD

Investment adviser: GRACIAN CAPITAL LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP LOS ANGELES, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

Filing source

Form ADV 1390781 · Mar 31, 2020 · Schedule D 7.B.(1), fund 805-4648817230

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alun Davies Director
N/A Gracian Capital Llc Executive, Promoter
Thomas Heidecker Director
Charles Wesley Ogburn Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Walkers Corporated Limited Cayman Corp. Centre, 27 Hospital Road
George Town, Grand Cayman, E9, KY1-9008