Form D · Hedge Fund

Gracian Short Alpha I LLC

San Diego, CA · CIK 0001639649

Offering snapshot reported Jan 24, 2020 · SEC filing

Reported sold
$77.6M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$38.8M$77.6MJan 28, 2016: $51,000,000.00Jan 28, 2016Jan 27, 2017: $74,050,000.00Jan 27, 2017Jan 26, 2018: $77,550,000.00Jan 26, 2018Jan 24, 2019: $77,550,000.00Jan 24, 2019Jan 24, 2020: $77,550,000.00Jan 24, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 24, 2020Amendment$77,550,000$0vs Jan 24, 20194SEC filing
Jan 24, 2019Amendment$77,550,000$0vs Jan 26, 20184SEC filing
Jan 26, 2018Amendment$77,550,000$3,500,000vs Jan 27, 20174SEC filing
Jan 27, 2017Amendment$74,050,000$23,050,000vs Jan 28, 20164SEC filing
Jan 28, 2016Initial$51,000,000No comparison3SEC filing
Apr 15, 2015Initial$25,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-256233

Source: Form D, filed Jan 24, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRACIAN SHORT ALPHA I LLC

Investment adviser: GRACIAN CAPITAL LLC

Gross asset value
$35.4M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISO, California, United States Related to adviser: No
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG
PCAOB 185

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1390781 · Mar 31, 2020 · Schedule D 7.B.(1), fund 805-3680457924

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gracian Capital Llc Executive, Promoter
Matthew Kliber Executive, Promoter
Charles Wesley Ogburn Executive
Ahmad Rashidi Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
11512 El Camino Real Suite 360
San Diego, CA, 92130