Form D · Private Equity Fund

GPI Capital Guardian III LP

New York, NY · CIK 0001791589

Offering snapshot reported Oct 24, 2019 · SEC filing

Reported sold
Yet to sell
Indefinite offering
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 24, 2019InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-351809
As there has not yet been a closing, there has not yet been any fees earned.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Park Hill Group LLC135898
Oppenheimer & Co. Inc.249

Source: Form D, filed Oct 24, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GPI CAPITAL GUARDIAN III LP

Investment adviser: GPI CAPITAL, L.P.

Gross asset value
$0
Beneficial owners
20
ADV minimum commitment
$0

Reported in Form ADV on Jan 24, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States
Custodian CITIBANK N.A. LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian WELLS FARGO BANK, N.A. MINNEAPOLIS, Minnesota, United States Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Filing source

Form ADV 1926364 · Jan 24, 2025 · Schedule D 7.B.(1), fund 805-7699212278

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Khai Ha Executive
Alex Migon Executive
Francois Bernard Poulin Executive
William T. Royan Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
437 Madison Ave., 28th Floor
New York, NY, 10022