Form D · Other Investment Fund
GPB Waste Management, LP
New York, NY · CIK 0001682966
Offering snapshot reported Apr 25, 2018 · SEC filing
- Reported sold
- $135M Indefinite offering
- Investors reported
- 1,414 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Sep 1, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$76,295,381 → $135,012,605
- Reported investors801 → 1,414
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 25, 2018 | Amendment | $135,012,605 | $58,717,224vs Aug 30, 2017 | 1,414 | SEC filing |
| Aug 30, 2017 | Amendment | $76,295,381 | No comparison | 801 | SEC filing |
| Aug 30, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $10.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-269757
LP Interests
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axiom Capital Management, Inc | 26580 | Axiom Capital Management, Inc · CRD 26580 |
| BCG Securities, Inc. | 70 | BCG Securities, Inc. · CRD 70 |
| Moloney Securities Co., Inc. | 38535 | Moloney Securities Co., Inc. · CRD 38535 |
| Whitehall-Parker Securities, Inc. | 10608 | Whitehall-Parker Securities, Inc. · CRD 10608 |
| Dempsey Lord Smith, LLC | 141238 | Dempsey Lord Smith, LLC · CRD 141238 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | AUSDAL FINANCIAL PARTNERS, INC. · CRD 7995 |
| CENTER STREET SECURITIES, INC. | 26898 | CENTER STREET SECURITIES, INC. · CRD 26898 |
| COASTAL EQUITIES, INC. | 23769 | COASTAL EQUITIES, INC. · CRD 23769 |
| CONCORDE INVESTMENT SERVICES, LLC | 151604 | CONCORDE INVESTMENT SERVICES, LLC · CRD 151604 |
| CRYSTAL BAY SECURITIES INC. | 142339 | CRYSTAL BAY SECURITIES INC. · CRD 142339 |
| EMERSON EQUITY LLC | 130032 | EMERSON EQUITY LLC · CRD 130032 |
| FINANCIAL WEST GROUP | 16668 | FINANCIAL WEST GROUP · CRD 16668 |
| GENEOS WEALTH MANAGEMENT, INC. | 120894 | GENEOS WEALTH MANAGEMENT, INC. · CRD 120894 |
| MCNALLY FINANCIAL SERVICES CORPORATION | 121196 | MCNALLY FINANCIAL SERVICES CORPORATION · CRD 121196 |
| LION STREET FINANCIAL, LLC | 165828 | LION STREET FINANCIAL, LLC · CRD 165828 |
| KALOS CAPITAL, INC. | 44337 | KALOS CAPITAL, INC. · CRD 44337 |
| IBN FINANCIAL SERVICES, INC. | 42360 | IBN FINANCIAL SERVICES, INC. · CRD 42360 |
| IMS SECURITIES, INC. | 35567 | IMS SECURITIES, INC. · CRD 35567 |
| CROWN CAPITAL SECURITIES, L.P. | 6312 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
| MONEY CONCEPTS CAPITAL CORP | 12963 | MONEY CONCEPTS CAPITAL CORP · CRD 12963 |
| NATIONAL SECURITIES CORPORATION | 7569 | NATIONAL SECURITIES CORPORATION · CRD 7569 |
| ORCHARD SECURITIES, LLC | 133378 | ORCHARD SECURITIES, LLC · CRD 133378 |
| PARITER SECURITIES, LLC | 127836 | PARITER SECURITIES, LLC · CRD 127836 |
| SANDLAPPER SECURITIES, LLC | 137906 | SANDLAPPER SECURITIES, LLC · CRD 137906 |
| VESTECH SECURITIES, INC. | 41409 | VESTECH SECURITIES, INC. · CRD 41409 |
| STEPHEN A. KOHN & ASSOCIATES, LTD. | 41067 | STEPHEN A. KOHN & ASSOCIATES, LTD. · CRD 41067 |
| WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | WESTERN INTERNATIONAL SECURITIES, INC. · CRD 39262 |
| AEGIS CAPITAL CORP. | 15007 | AEGIS CAPITAL CORP. · CRD 15007 |
| ADVISORY GROUP EQUITY SERVICES LTD. | 15427 | ADVISORY GROUP EQUITY SERVICES LTD. · CRD 15427 |
| INTERNATIONAL ASSETS ADVISORY, LLC | 10645 | INTERNATIONAL ASSETS ADVISORY, LLC · CRD 10645 |
| ARKADIOS CAPITAL | 282710 | ARKADIOS CAPITAL · CRD 282710 |
| ASCENDANT ALTERNATIVE STRATEGIES, LLC | 283881 | ASCENDANT ALTERNATIVE STRATEGIES, LLC · CRD 283881 |
| CABOT LODGE SECURITIES LLC | 159712 | CABOT LODGE SECURITIES LLC · CRD 159712 |
| GVC CAPITAL LLC | 38923 | GVC CAPITAL LLC · CRD 38923 |
| HIGHTOWER SECURITIES, LLC | 116681 | HIGHTOWER SECURITIES, LLC · CRD 116681 |
| INNOVATION PARTNERS LLC | 146344 | INNOVATION PARTNERS LLC · CRD 146344 |
| KINGSBURY CAPITAL, INC. | 7638 | KINGSBURY CAPITAL, INC. · CRD 7638 |
| LUCIA SECURITIES, LLC | 37179 | LUCIA SECURITIES, LLC · CRD 37179 |
| SENTINUS SECURITIES LLC | 279029 | SENTINUS SECURITIES LLC · CRD 279029 |
| TITAN SECURITIES | 131392 | TITAN SECURITIES · CRD 131392 |
| VANDERBILT SECURITIES, LLC | 5953 | VANDERBILT SECURITIES, LLC · CRD 5953 |
| WESTPARK CAPITAL, INC | 39914 | WESTPARK CAPITAL, INC · CRD 39914 |
Source: Form D, filed Apr 25, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Gentile | Executive |
| N/A Gpb Capital Holdings Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
535 West 24 Th Street, 4 Th Floor
New York, NY, 10011
New York, NY, 10011