Form D · Other Investment Fund
GPB Holdings II, LP
New York, NY · CIK 0001640265
Offering snapshot reported May 16, 2018 · SEC filing
- Reported sold
- $646M Indefinite offering
- Investors reported
- 6,095 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 11, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$364,072,884 → $645,813,889
- Reported investors3,505 → 6,095
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 16, 2018 | Amendment | $645,813,889 | $281,741,005vs May 18, 2017 | 6,095 | SEC filing |
| May 18, 2017 | Amendment | $364,072,884 | $288,055,856vs May 19, 2016 | 3,505 | SEC filing |
| May 19, 2016 | Amendment | $76,017,028 | No comparison | 899 | SEC filing |
| Apr 28, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $47.9M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-238754
LP Interests
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Axiom Capital Management, Inc | 26580 | Axiom Capital Management, Inc · CRD 26580 |
| Ascendant Alternative Strategies, LLC | 283881 | Ascendant Alternative Strategies, LLC · CRD 283881 |
| ACCELERATED CAPITAL GROUP | 41270 | ACCELERATED CAPITAL GROUP · CRD 41270 |
| ADVISORY GROUP EQUITY SERVICES LTD. | 15427 | ADVISORY GROUP EQUITY SERVICES LTD. · CRD 15427 |
| AEGIS CAPITAL CORP. | 15007 | AEGIS CAPITAL CORP. · CRD 15007 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | AUSDAL FINANCIAL PARTNERS, INC. · CRD 7995 |
| CENTER STREET SECURITIES, INC. | 26898 | CENTER STREET SECURITIES, INC. · CRD 26898 |
| ARKADIOS CAPITAL | 282710 | ARKADIOS CAPITAL · CRD 282710 |
| AEON CAPITAL INC | 164004 | AEON CAPITAL INC · CRD 164004 |
| AVERE FINANCIAL GROUP, LLC | 169578 | AVERE FINANCIAL GROUP, LLC · CRD 169578 |
| BCG Securities, Inc. | 70 | BCG Securities, Inc. · CRD 70 |
| FINANCIAL WEST GROUP | 16668 | FINANCIAL WEST GROUP · CRD 16668 |
| CABOT LODGE SECURITIES LLC | 159712 | CABOT LODGE SECURITIES LLC · CRD 159712 |
| CALTON & ASSOCIATES, INC. | 20999 | CALTON & ASSOCIATES, INC. · CRD 20999 |
| LION STREET FINANCIAL, LLC | 165828 | LION STREET FINANCIAL, LLC · CRD 165828 |
| CAPITAL INVESTMENT GROUP, INC. | 14752 | CAPITAL INVESTMENT GROUP, INC. · CRD 14752 |
| IBN FINANCIAL SERVICES, INC. | 42360 | IBN FINANCIAL SERVICES, INC. · CRD 42360 |
| COASTAL EQUITIES, INC. | 23769 | COASTAL EQUITIES, INC. · CRD 23769 |
| CROWN CAPITAL SECURITIES, L.P. | 6312 | CROWN CAPITAL SECURITIES, L.P. · CRD 6312 |
| CRYSTAL BAY SECURITIES INC. | 142339 | CRYSTAL BAY SECURITIES INC. · CRD 142339 |
| EMERSON EQUITY LLC | 130032 | EMERSON EQUITY LLC · CRD 130032 |
| GENEOS WEALTH MANAGEMENT, INC. | 120894 | GENEOS WEALTH MANAGEMENT, INC. · CRD 120894 |
| PARITER SECURITIES, LLC | 127836 | PARITER SECURITIES, LLC · CRD 127836 |
| SANDLAPPER SECURITIES, LLC | 137906 | SANDLAPPER SECURITIES, LLC · CRD 137906 |
| VESTECH SECURITIES, INC. | 41409 | VESTECH SECURITIES, INC. · CRD 41409 |
| STEPHEN A. KOHN & ASSOCIATES, LTD. | 41067 | STEPHEN A. KOHN & ASSOCIATES, LTD. · CRD 41067 |
| WESTERN INTERNATIONAL SECURITIES, INC. | 39262 | WESTERN INTERNATIONAL SECURITIES, INC. · CRD 39262 |
| NATIONAL SECURITIES CORPORATION | 7569 | NATIONAL SECURITIES CORPORATION · CRD 7569 |
| ORCHARD SECURITIES, LLC | 133378 | ORCHARD SECURITIES, LLC · CRD 133378 |
| INTERNATIONAL ASSETS ADVISORY, LLC | 10645 | INTERNATIONAL ASSETS ADVISORY, LLC · CRD 10645 |
| CAPITAL FINANCIAL SERVICES, INC. | 8408 | CAPITAL FINANCIAL SERVICES, INC. · CRD 8408 |
| CASCADE FINANCIAL MANAGEMENT, INC. | 119030 | CASCADE FINANCIAL MANAGEMENT, INC. · CRD 119030 |
| D.H. HILL SECURITIES, LLLP | 41528 | D.H. HILL SECURITIES, LLLP · CRD 41528 |
| DETALUS SECURITIES, LLC | 103260 | DETALUS SECURITIES, LLC · CRD 103260 |
| HIGHTOWER SECURITIES, LLC | 116681 | HIGHTOWER SECURITIES, LLC · CRD 116681 |
| INNOVATION PARTNERS LLC | 146344 | INNOVATION PARTNERS LLC · CRD 146344 |
| KINGSBURY CAPITAL, INC. | 7638 | KINGSBURY CAPITAL, INC. · CRD 7638 |
| PRIVATE CLIENT SERVICES, LLC | 120222 | PRIVATE CLIENT SERVICES, LLC · CRD 120222 |
| ROYAL ALLIANCE ASSOCIATES, INC. | 23131 | ROYAL ALLIANCE ASSOCIATES, INC. · CRD 23131 |
| VANDERBILT SECURITIES, LLC | 5953 | VANDERBILT SECURITIES, LLC · CRD 5953 |
| WESTPARK CAPITAL, INC | 39914 | WESTPARK CAPITAL, INC · CRD 39914 |
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 20804 | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · CRD 20804 |
| DAVID A. NOYES & COMPANY | 205 | DAVID A. NOYES & COMPANY · CRD 205 |
| WILMINGTON CAPITAL SECURITIES, LLC | 133839 | WILMINGTON CAPITAL SECURITIES, LLC · CRD 133839 |
| DEMPSEY LORD SMITH, LLC | 141238 | DEMPSEY LORD SMITH, LLC · CRD 141238 |
| DFPG INVESTMENTS, INC. | 155576 | DFPG INVESTMENTS, INC. · CRD 155576 |
| DINOSAUR FINANCIAL GROUP, L.L.C | 104446 | DINOSAUR FINANCIAL GROUP, L.L.C · CRD 104446 |
| FSC SECURITIES CORPORATION | 7461 | FSC SECURITIES CORPORATION · CRD 7461 |
| GREAT POINT CAPITAL LLC | 114203 | GREAT POINT CAPITAL LLC · CRD 114203 |
| LANDOLT SECURITIES, INC. | 28352 | LANDOLT SECURITIES, INC. · CRD 28352 |
| LOWELL & COMPANY, INC. | 24913 | LOWELL & COMPANY, INC. · CRD 24913 |
| INVESTMENT ARCHITECTS, INC | 17774 | INVESTMENT ARCHITECTS, INC · CRD 17774 |
| MCDONALD PARTNERS LLC | 135414 | MCDONALD PARTNERS LLC · CRD 135414 |
| MOLONEY SECURITIES CO., INC. | 38535 | MOLONEY SECURITIES CO., INC. · CRD 38535 |
| MSC - BD, LLC | 142927 | MSC - BD, LLC · CRD 142927 |
| KALOS CAPITAL, INC | 44337 | KALOS CAPITAL, INC · CRD 44337 |
| NEWBRIDGE SECURITIES CORPORATION | 104065 | NEWBRIDGE SECURITIES CORPORATION · CRD 104065 |
| PURSHE KAPLAN STERLING INVESTMENTS | 35747 | PURSHE KAPLAN STERLING INVESTMENTS · CRD 35747 |
| SAGEPOINT FINANCIAL, INC | 133763 | SAGEPOINT FINANCIAL, INC · CRD 133763 |
| MONEY CONCEPTS CAPITAL CORP | 12963 | MONEY CONCEPTS CAPITAL CORP · CRD 12963 |
| SILBER BENNETT FINANCIAL, INC | 156435 | SILBER BENNETT FINANCIAL, INC · CRD 156435 |
| UHLMANN PRICE SECURITIES, LLC | 42854 | UHLMANN PRICE SECURITIES, LLC · CRD 42854 |
| WHITEHALL-PARKER SECURITIES, INC. | 10608 | WHITEHALL-PARKER SECURITIES, INC. · CRD 10608 |
| WOODBURY FINANCIAL SERVICES, INC | 421 | WOODBURY FINANCIAL SERVICES, INC · CRD 421 |
Source: Form D, filed May 16, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David C Gentile | Executive |
| N/A Gpb Capital Holdings, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
535 West 24 Th Street Floor 4
New York, NY, 10011
New York, NY, 10011