Form D · Manufacturing
GotIce & Water, Inc.
Fletcher, NC · CIK 0001569885
Offering snapshot reported May 14, 2014 · SEC filing
- Reported sold
- $1.15M Offering amount: $1.2M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 4, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 14, 2014 | Initial | $1,150,000 | No comparison | 9 | SEC filing |
| Feb 19, 2013 | Initial | $150,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $75K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-217380
5% sales commission on amounts raised. Securities sold on a best efforts basis, so maximum $75,000 commission might not be achieved. $1,150,000 sold to date, for $57,500 of commission.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Stanier | 4811895 | Carolina Financial Securities, LLC · CRD 41970 |
| Thomas Young | 1196494 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed May 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James W. Falk | Director |
| Steven C. Hunt | Director |
| Timothy Koehler | Executive |
| Joan Koehler | Executive |
| David Steven Torbett | Director |
Issuer details
Industry: Manufacturing (See others in industry)
Address:
63 Fletcher Commercial Drive
Fletcher, NC, 28732
Fletcher, NC, 28732