Form D · Hedge Fund

Gotham Short Strategies (US), LP

New York, NY · CIK 0001502581

Offering snapshot reported Oct 12, 2016 · SEC filing

Reported sold
$68.3M
Indefinite offering
Investors reported
11
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Feb 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$34.2M$68.3MOct 6, 2010: $16,500,000.00Oct 6, 2010Oct 6, 2011: $23,865,639.00Oct 11, 2011: $23,865,639.00Oct 11, 2012: $23,865,639.00Oct 11, 2013: $50,715,639.00Oct 14, 2014: $59,315,639.00Oct 13, 2015: $68,315,639.00Oct 12, 2016: $68,315,639.00Oct 12, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 12, 2016Amendment$68,315,639$0vs Oct 13, 201511SEC filing
Oct 13, 2015Amendment$68,315,639$9,000,000vs Oct 14, 201411SEC filing
Oct 14, 2014Amendment$59,315,639$8,600,000vs Oct 11, 201311SEC filing
Oct 11, 2013Amendment$50,715,639$26,850,000vs Oct 11, 201210SEC filing
Oct 11, 2012Amendment$23,865,639$0vs Oct 6, 20118SEC filing
Oct 11, 2011Amendment$23,865,639$0vs Oct 6, 20118SEC filing
Oct 6, 2011Amendment$23,865,639$7,365,639vs Oct 6, 201017SEC filing
Oct 6, 2010Initial$16,500,000No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-148597

Source: Form D, filed Oct 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOTHAM SHORT STRATEGIES, LP

Investment adviser: GOTHAM ASSET MANAGEMENT, LLC

Gross asset value
$31.4M
Beneficial owners
5
ADV minimum commitment
$10M

Reported in Form ADV on Jun 4, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor MCGLADREY & PULLEN LLP NEW YORK, New York, United States
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 648694 · Jun 4, 2012 · Schedule D 7.B.(1), fund 805-8507530928

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Blake Darcy Promoter
Kevin Blake Darcy Promoter
Robert Lawrence Goldstein Promoter
. Gotham Asset Management, Llc Director
Gotham Asset Management, Llc Promoter
Gotham Hedge Strategies Gp, Llc Director
Joel Michael Greenblatt Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
535 Madison Avenue 30 Th Floor
New York, NY, 10022