Form D · Hedge Fund

Gotham Series, a Series of Gresham Direct Access Manager Program, L.L.C.

Chicago, IL · CIK 0001568906

Offering snapshot reported Feb 10, 2017 · SEC filing

Reported sold
$70.6M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jan 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.3M$70.6MFeb 12, 2013: $39,000,000.00Feb 12, 2013Feb 13, 2014: $69,520,000.00Feb 13, 2014Feb 13, 2015: $70,245,000.00Feb 13, 2015Feb 12, 2016: $70,645,000.00Feb 12, 2016Feb 10, 2017: $70,645,000.00Feb 10, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 10, 2017Amendment$70,645,000$0vs Feb 12, 20165SEC filing
Feb 12, 2016Amendment$70,645,000$400,000vs Feb 13, 20155SEC filing
Feb 13, 2015Amendment$70,245,000$725,000vs Feb 13, 20145SEC filing
Feb 13, 2014Amendment$69,520,000$30,520,000vs Feb 12, 20135SEC filing
Feb 12, 2013Initial$39,000,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-191741

Source: Form D, filed Feb 10, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GRESHAM DIRECT ACCESS MANAGER PROGRAM, LLC (GOTHAM SERIES)

Investment adviser: GRESHAM PARTNERS, LLC

Gross asset value
$67.3M
Beneficial owners
227
ADV minimum commitment
$500K

Reported in Form ADV on Jul 24, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALPS ALTERNATIVE INVESTMENT SERVICES, LLC (F/K/A KAUFMAN ROSSIN FUND SERVICES, LLC) MIAMI, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor RAINES & FISCHER, LLP NEW YORK, New York, United States
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Filing source

Form ADV 1128474 · Jul 24, 2017 · Schedule D 7.B.(1), fund 805-5048108944

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Gotham Asset Management, Llc Promoter
N/A Gresham Advisors, L.L.C. Promoter
Edward F. Neild, Iv Executive
Bernard Seibert Executive
Kate Warner Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Gresham Advisors, L.L.C. 333 West Wacker Drive, Suite 700
Chicago, IL, 60606