Form D · Hedge Fund

Gotham Penguin Fund, LP

New York, NY · CIK 0001604306

Offering snapshot reported Mar 10, 2026 · SEC filing

Reported sold: $130M
Investors reported: 37
Minimum accepted: $1M
First sale: Jan 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$128,461,986 → $129,961,986
Reported investors36 → 37

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 10, 2026	Amendment	$129,961,986	$1,500,000vs Mar 10, 2025	37	SEC filing
Mar 10, 2025	Amendment	$128,461,986	$0vs Mar 8, 2024	36	SEC filing
Mar 8, 2024	Amendment	$128,461,986	$0vs Mar 10, 2023	36	SEC filing
Mar 10, 2023	Amendment	$128,461,986	$0vs Mar 10, 2022	36	SEC filing
Mar 10, 2022	Amendment	$128,461,986	$5,000,000vs Mar 11, 2021	36	SEC filing
Mar 11, 2021	Amendment	$123,461,986	$120,000vs Mar 13, 2020	36	SEC filing
Mar 13, 2020	Amendment	$123,341,986	$0vs Mar 19, 2019	35	SEC filing
Mar 19, 2019	Amendment	$123,341,986	$350,000vs Mar 20, 2018	35	SEC filing
Mar 20, 2018	Amendment	$122,991,986	$75,266,225vs Mar 21, 2017	34	SEC filing
Mar 21, 2017	Amendment	$47,725,761	$3,120,000vs Mar 29, 2016	28	SEC filing
Mar 29, 2016	Amendment	$44,605,761	$8,900,000vs Mar 27, 2015	22	SEC filing
Mar 27, 2015	Amendment	$35,705,761	$25,250,000vs Apr 1, 2014	20	SEC filing
Apr 1, 2014	Initial	$10,455,761	No comparison	8	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-214661

Items 13 and 14 include sales to all investors from inception to March 1, 2026. Redemptions and/or withdrawals are not taken into consideration.

Source: Form D, filed Mar 10, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOTHAM PENGUIN FUND, LP

Investment adviser: GOTHAM ASSET MANAGEMENT, LLC

Gross asset value: $177M
Beneficial owners: 15
ADV minimum commitment: $1M

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP NEW YORK, New York, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian WELLS FARGO BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

WELLS FARGO BANK, N.A.
LEI PBLD0EJDB5FWOLXP3B76

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 2119947 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-4985441928

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert L. Goldstein	Promoter
Gotham Asset Management, Llc	Promoter
Gotham Hedge Strategies Gp, Llc	Director
Joel M. Greenblatt	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

825 Third Avenue Suite 1750
New York, NY, 10022