Form D · Hedge Fund

Gotham Employee Fund, LLC

New York, NY · CIK 0001585183

Offering snapshot reported Aug 6, 2018 · SEC filing

Reported sold
$3.64M
Indefinite offering
Investors reported
17
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.82M$3.64MAug 27, 2013: $1,915,000.00Aug 27, 2013Aug 28, 2014: $2,610,000.00Aug 28, 2014Aug 24, 2015: $3,303,931.00Aug 24, 2015Aug 17, 2016: $3,617,596.00Aug 17, 2016Aug 7, 2017: $3,642,596.00Aug 7, 2017Aug 6, 2018: $3,642,596.00Aug 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 6, 2018Amendment$3,642,596$0vs Aug 7, 201717SEC filing
Aug 7, 2017Amendment$3,642,596$25,000vs Aug 17, 201617SEC filing
Aug 17, 2016Amendment$3,617,596$313,665vs Aug 24, 201517SEC filing
Aug 24, 2015Amendment$3,303,931$693,931vs Aug 28, 201416SEC filing
Aug 28, 2014Amendment$2,610,000$695,000vs Aug 27, 201315SEC filing
Aug 27, 2013Initial$1,915,000No comparison10SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-201937
Items 13 and 14 include sales to all investors from inception to August 1, 2018. Redemptions and/or withdrawals are not taken into consideration.

Source: Form D, filed Aug 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOTHAM EMPLOYEE FUND, LLC - GOTHAM TARGETED NEUTRAL SERIES

Investment adviser: GOTHAM ASSET MANAGEMENT, LLC

Gross asset value
$1.59M
Beneficial owners
7
ADV minimum commitment
$10K

Reported in Form ADV on Feb 14, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor RSM US LLP NEW YORK, New York, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian U.S. TRUST BANK OF AMERICA PRIVATE WEALTH MANAGEMENT NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1276672 · Feb 14, 2019 · Schedule D 7.B.(1), fund 805-4299627827

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert L. Goldstein Promoter
Gotham Asset Management, Llc Promoter
Gotham Hedge Strategies Gp, Llc Director, Promoter
Joel M. Greenblatt Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
535 Madison Avenue 30 Th Floor
New York, NY, 10022