Form D · Hedge Fund

GOTHAM CAYMAN FUND Ltd

Grand Cayman, E9 · CIK 0001619271

Offering snapshot reported Sep 14, 2016 · SEC filing

Reported sold
$5.63M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Sep 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.81M$5.63MSep 12, 2014: $5,622,105.00Sep 12, 2014Sep 14, 2015: $5,625,000.00Sep 14, 2015Sep 14, 2016: $5,625,000.00Sep 14, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 14, 2016Amendment$5,625,000$0vs Sep 14, 20151SEC filing
Sep 14, 2015Amendment$5,625,000$2,895vs Sep 12, 20141SEC filing
Sep 12, 2014Initial$5,622,105No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-224671

Source: Form D, filed Sep 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOTHAM CAYMAN FUND LIMITED

Investment adviser: GOTHAM ASSET MANAGEMENT, LLC

Gross asset value
$287M
Beneficial owners
14
ADV minimum commitment
$100K

Reported in Form ADV on Jun 27, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Marketer FINANCIAL RISK MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Marketer MAN INVESTMENTS (CH) AG PFAFFIKON, Switzerland Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1026360 · Jun 27, 2016 · Schedule D 7.B.(1), fund 805-3998478503

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Colin Ball Director
Ronan Daly Director
John Renouf Director
Jennifer Thomson Director
John Walley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Trustees (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-1205