Form D · Other Investment Fund

Goldman Sachs Multi-Strategy Portfolio IX Ltd

New York, NY · CIK 0001379385

Offering snapshot reported Mar 11, 2011 · SEC filing

Reported sold
$290M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$145M$290MMar 11, 2010: $290,000,000.00Mar 11, 2010Mar 11, 2011: $290,000,000.00Mar 11, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2011Amendment$290,000,000$0vs Mar 11, 20101SEC filing
Mar 11, 2010Amendment$290,000,000No comparison1SEC filing
Oct 17, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-95947
Shares

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman, Sachs & Co.361

Source: Form D, filed Mar 11, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MULTI-STRATEGY PORTFOLIO IX LTD

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100M

Reported in Form ADV on Nov 23, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 42

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

JPMORGAN CHASE N.A.
LEI 7H6GLXDRUGQFU57RNE97

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 1251000 · Nov 23, 2018 · Schedule D 7.B.(1), fund 805-3266969274

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Barbetta Director
Kent Clark Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
200 West Street
New York, NY, 10282-2198