Form D · Other Investment Fund

Goldman Sachs Lux Investment Funds

Luxembourg, N4 · CIK 0001601575

Offering snapshot reported Nov 27, 2019 · SEC filing

Reported sold
$225M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 2, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$112M$225MMar 3, 2014: $160,460,000.00Mar 3, 2014Mar 3, 2015: $160,460,000.00Mar 31, 2015: $160,460,000.00Mar 31, 2016: $171,260,000.00Jul 14, 2017: $220,525,000.00Apr 5, 2018: $224,762,740.00Nov 27, 2019: $224,762,740.00Nov 27, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 27, 2019Amendment$224,762,740$0vs Apr 5, 20183SEC filing
Apr 5, 2018Amendment$224,762,740$4,237,740vs Jul 14, 20173SEC filing
Jul 14, 2017Amendment$220,525,000$49,265,000vs Mar 31, 20163SEC filing
Mar 31, 2016Amendment$171,260,000$10,800,000vs Mar 3, 20152SEC filing
Mar 31, 2015Amendment$160,460,000$0vs Mar 3, 20152SEC filing
Mar 3, 2015Amendment$160,460,000$0vs Mar 3, 20142SEC filing
Mar 3, 2014Initial$160,460,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-212808

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Goldman Sachs & Co. LLC361

Source: Form D, filed Nov 27, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

HIGH YIELD FLOATING RATE PORTFOLIO (LUX)

Investment adviser: GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL

Gross asset value
$502M
Beneficial owners
223
ADV minimum commitment
$125K

Reported in Form ADV on Aug 21, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK INTERNATIONAL GMBH, LUXEMBOURG BRANCH LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS SOCIETE COOPERATIVE LUXEMBOURG, Luxembourg
Custodian STATE STREET BANK INTERNATIONAL GMBH (LUXEMBOURG BRANCH) LUXEMBOURG, Luxembourg Related to adviser: No
Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS SOCIETE COOPERATIVE
PCAOB 1328

STATE STREET BANK INTERNATIONAL GMBH (LUXEMBOURG BRANCH)
LEI 549300NTJWXBTICDZY51

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Filing source

Form ADV 2124435 · Aug 21, 2026 · Schedule D 7.B.(1), fund 805-1778139820

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Grainne Alexander Director
Frank Ennis Director
Mark Heaney Director
Eugene Regan Director
Alan A. Shuch Director
Theodore T. Sotir Director
Glenn Thorpe Director
Katherine Uniacke Director
Karl Wianecki Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
49, Avenue J F Kennedy
Luxembourg, N4, L-1855