Form D · Other Investment Fund

Goldman Sachs Direct Strategies Fund plc

New York, NY · CIK 0001291119

Offering snapshot reported Nov 13, 2009 · SEC filing

Reported sold: $175M
Investors reported: 106
Minimum accepted: $0
First sale: May 1, 2004

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 13, 2009	Amendment	$174,563,491	No comparison	106	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-65623

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Goldman, Sachs & Co.	361

Source: Form D, filed Nov 13, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GOLDMAN SACHS DIRECT STRATEGIES FUND PLC

Investment adviser: GOLDMAN SACHS HEDGE FUND STRATEGIES LLC

Gross asset value: $2.18M
Beneficial owners: 30
ADV minimum commitment: $2M

Reported in Form ADV on Mar 30, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian JPMORGAN CHASE N.A. NEW YORK, New York, United States Related to adviser: No

Custodian STATESTREET (INVESTOR FUND SERVICES) BOSTON, Massachusetts, United States Related to adviser: No

Marketer GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN, SACHS & CO.
CRD 361 · SEC 801-16048

Filing source

Form ADV 611353 · Mar 30, 2012 · Schedule D 7.B.(1), fund 805-4492905837

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jennifer Barbetta	Director
Kent Clark	Executive
Frank Ennis	Director
Eugene Regan	Director
David Shubotham	Director
Alan A. Shuch	Director
Theodore T. Sotir	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

One New York Plaza
New York, NY, 10004