Form D · Commercial Banking
Golden State Bancorp
Glendale, CA · CIK 0001651166
Offering snapshot reported Oct 14, 2022 · SEC filing
- Reported sold
- $2.5M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 29, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 14, 2022 | Initial | $2,499,984 | No comparison | 1 | SEC filing |
| Mar 8, 2022 | Initial | $6,357,564 | No comparison | 1 | SEC filing |
| Dec 3, 2021 | Initial | $18,642,444 | No comparison | 8 | SEC filing |
| Sep 27, 2017 | Initial | $346,996 | No comparison | 3 | SEC filing |
| Aug 18, 2015 | Initial | $99,990 | No comparison | 11 | SEC filing |
Offering details
- Securities
- Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $125K
- Finders' fees
- $0
- Form D file number
- 021-461719
$2,499,984 sold in a Prefunded Warrant, a Warrant for 6,944 shares of Common Stock at $20 per share and a Warrant for 6,944 shares of Common Stock at $22 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Hovde Group, LLC | 25425 |
Source: Form D, filed Oct 14, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chahe Agopian | Director |
| Paul Akian | Director |
| Ronald Biagi | Director |
| Thomas Byington | Director, Executive |
| Artak Daldumyan | Director |
| John Gutierrez | Executive |
| Mercedes Herrera | Director, Executive |
| Gerard Kassabian | Director |
| Varoujan Keosseian | Director |
| Bernard Kloenne | Director |
| Nicholas Nadjarian | Director |
| Robert H Setrakian | Director, Executive |
| Robert Sorosky | Director |
| Tom Vertin | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
500 N. Brand Bl. Ste. 2300
Glendale, CA, 91203
Glendale, CA, 91203