Form D · Other
Golden Minerals Co
Golden, CO · CIK 0001011509
Offering snapshot reported Jul 12, 2023 · SEC filing
- Reported sold
- $2.07M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 29, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 12, 2023 | Initial | $2,070,001 | No comparison | 1 | SEC filing |
| May 7, 2020 | Initial | $3,000,000 | No comparison | 3 | SEC filing |
| Jul 26, 2019 | Initial | $2,250,000 | No comparison | 3 | SEC filing |
| Aug 2, 2018 | Initial | $0 | No comparison | 0 | SEC filing |
| May 20, 2016 | Initial | $4,000,000 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $124K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-486655
Represents the aggregate proceeds from investors in connection with Issuer's registered direct offering of common stock and pre-funded warrants and private placement of common stock warrants, which were issued to investors for a single purchase price.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| H.C. Wainwright & Co., LLC | 375 |
Source: Form D, filed Jul 12, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey G. Clevenger | Director |
| W. Durand Eppler | Director |
| W. Durand Eppler | Director |
| Deborah J. Friedman | Director |
| Ian Masterton Hume | Director |
| Kevin R. Morano | Director |
| Terry M. Palmer | Director |
| Andrew N. Pullar | Director |
| Warren M. Rehn | Director, Executive |
| Robert P. Vogels | Executive |
| David H. Watkins | Director |
| Julie Z. Weedman | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
350 Indiana Street, Suite 650
Golden, CO, 80401
Golden, CO, 80401