Form D · Venture Capital Fund

Globis Fund IV, L.P.

George Town, Grand Cayman, E9 · CIK 0001565409

Offering snapshot reported Jan 17, 2013 · SEC filing

Reported sold
$12M
Offering amount: $170M
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 4, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 17, 2013Initial$12,025,000No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-190435
Total offering amount applies to Issuer & related parallel entities. Total amount sold applies only to Issuer. The amounts were originally denominated in Japanese yen & are converted into USD based on the 1/4/13 exchange rate of USD1 = JPY88.15.

Source: Form D, filed Jan 17, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBIS FUND IV, L.P.

Investment adviser: GCP ADVISORY & CO. (CAYMAN) LTD.

Gross asset value
$77.4M
Beneficial owners
9
ADV minimum commitment
$4.87M

Reported in Form ADV on Aug 5, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS JAPAN CHIYODA-KU, TOKYO, Japan
Custodian SUMITOMO MITSUI BANKING CORPORATION CHIYODA-KU, TOKYO, Japan Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1556684 · Aug 5, 2021 · Schedule D 7.B.(1), fund 805-7753166219

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michelle Cullen Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
No.10 Cayman Center 118 Dorcy Dr.
George Town, Grand Cayman, E9, KY1-1007