Form D · Other
GlobalOptions Group, Inc.
Stamford, CT · CIK 0001294649
Offering snapshot reported Oct 2, 2013 · SEC filing
- Reported sold
- $11.9M Offering amount: $11.9M
- Investors reported
- 53 Form D · investor count
- Minimum accepted
- $15K Reported outside-investor minimum
- First sale
- Sep 18, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 2, 2013 | Initial | $11,881,847 | No comparison | 53 | SEC filing |
| Aug 15, 2007 | Paper | Not reported | No comparison | Not reported | |
| Feb 10, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jul 18, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0
- Finders' fees
- $100K
- Form D file number
- 021-203877
Issuer sold units, each consisting of one newly issued share of common stock and one warrant to purchase half a share of newly issued common stock, at a price of $3.00 per unit.
In connection with the Merger and this offering, Issuer issued 1,325,776 shares of its common stock to Broadband Capital Management LLC ("BCM") and paid to BCM a success fee of $100,000.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| n/a | None | PowerOne Capital Markets Limited |
Source: Form D, filed Oct 2, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sharon R Barner | Director |
| Jonathan Ellenthal | Director, Executive |
| Gary A Greene | Executive |
| Robert Douglas Kelly | Director |
| Nathaniel J Lipman | Director |
| Karen Romaine | Executive |
| Harvey W Schiller | Director |
| Jay S Walker | Director, Executive |
Issuer details
Industry: Other (See others in industry)
Address:
Two High Ridge Park
Stamford, CT, 06905
Stamford, CT, 06905