Form D · Hedge Fund
Global Sigma Fund, LTD.
Road Town, Tortola, D8 · CIK 0001778770
Offering snapshot reported Aug 8, 2023 · SEC filing
- Reported sold
- $39M Indefinite offering
- Investors reported
- 36 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 1, 2019 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$18,216,881 → $39,005,166
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 8, 2023 | Amendment | $39,005,166 | $20,788,285vs Jul 13, 2021 | 36 | SEC filing |
| Jul 13, 2021 | Amendment | $18,216,881 | No comparison | Not reported | SEC filing |
| Jul 13, 2020 | Amendment | $17,512,351 | No comparison | 16 | SEC filing |
| Jun 4, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-341114
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerging Manager Advisors, LLC | 151079 | Paul L. Eckel · CRD 1566650 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | THOMAS STOWELL KREITLER · CRD 1609654 |
| FAIRVIEW SECURITIES, INC. | 35703 | GEORGE DANIEL HAWES · CRD 1096956 |
Source: Form D, filed Aug 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jason Fitzgerald | Director |
| Ben Gillooly | Director |
| Global Sigma Group , Llc | Promoter |
| Hanming Rao | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Road Town, Tortola, D8, VG1110