Form D · Hedge Fund
Global Sigma Fund, LP
Boca Raton, FL · CIK 0001742158
Offering snapshot reported Aug 8, 2023 · SEC filing
- Reported sold
- $120M Indefinite offering
- Investors reported
- 120 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jun 1, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$45,351,451 → $120,141,618
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 8, 2023 | Amendment | $120,141,618 | $74,790,167vs Jul 13, 2021 | 120 | SEC filing |
| Jul 13, 2021 | Amendment | $45,351,451 | No comparison | Not reported | SEC filing |
| Jul 13, 2020 | Amendment | $44,015,987 | $13,353,048vs May 20, 2019 | 59 | SEC filing |
| May 20, 2019 | Amendment | $30,662,939 | No comparison | 38 | SEC filing |
| May 31, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-313581
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emerging Manager Advisors, LLC | 151079 | Paul L. Eckel · CRD 1566650 |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 793 | THOMAS STOWELL KREITLER · CRD 1609654 |
| FAIRVIEW SECURITIES, INC. | 35703 | GEORGE DANIEL HAWES · CRD 1096956 |
Source: Form D, filed Aug 8, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Global Sigma Group, Llc | Promoter |
| F. Ambrose Paxson | Executive |
| Hanming Rao | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Global Sigma Group, Llc 1900 Glades Road, Suite 430
Boca Raton, FL, 33431
Boca Raton, FL, 33431