Form D · Other Banking and Financial Services
Global Over The Counter Bulletin Board, LLC
Philadephia, PA · CIK 0001561968
Offering snapshot reported Nov 14, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $10M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 14, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-186977
Membership Interest
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Radnor Research & Trading Company, LLC | 130120 | Radnor Research & Trading Company, LLC · CRD 130120 |
Source: Form D, filed Nov 14, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dennis Joseph Boylan | Director, Executive |
| Jeffrey Hwayong Chong | Director |
| Gregg Anthony Dudzinski | Director, Executive |
| Karl Richard Niehoff | Director |
| Morgan Simpson | Director, Executive, Promoter |
| Shawn Sloves | Director, Executive |
| John Francis Wallace | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1900 Market Street Suite 622
Philadephia, PA, 19103
Philadephia, PA, 19103