Form D · Hedge Fund

Global Low Volatility Fund LP

San Francisco, CA · CIK 0001586937

Offering snapshot reported Feb 28, 2020 · SEC filing

Reported sold
$122M
Indefinite offering
Investors reported
12
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 18, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$61M$122MSep 19, 2013Mar 30, 2016: $71,256,761.00Mar 30, 2016Feb 27, 2018: $104,940,550.00Feb 27, 2018Jun 15, 2018: $122,073,550.00Feb 25, 2019: $122,073,550.00Feb 28, 2020: $122,073,550.00Feb 28, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 28, 2020Amendment$122,073,550$0vs Feb 25, 201912SEC filing
Feb 25, 2019Amendment$122,073,550$0vs Jun 15, 201812SEC filing
Jun 15, 2018Amendment$122,073,550$17,133,000vs Feb 27, 201812SEC filing
Feb 27, 2018Amendment$104,940,550$33,683,789vs Mar 30, 201612SEC filing
Mar 30, 2016Amendment$71,256,761No comparison10SEC filing
Sep 19, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$40.2K
Finders' fees
$0 (estimated)
Form D file number
021-203147
Limited Partnership Units

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wells Fargo Funds Distributor, LLC133366

Source: Form D, filed Feb 28, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL LOW VOLATILITY FUND LP

Investment adviser: ALLSPRING GLOBAL INVESTMENTS, LLC

Gross asset value
$34.5M
Beneficial owners
2
ADV minimum commitment
$5M

Reported in Form ADV on Jan 20, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor KPMG LLP PHILADELPHIA, Pennsylvania, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer WELLS FARGO FUNDS DISTRIBUTOR, LLC SAN FRANCISCO, California, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

KPMG LLP
PCAOB 185

WELLS FARGO FUNDS DISTRIBUTOR, LLC
CRD 133366 · SEC 8-66716

Filing source

Form ADV 1475456 · Jan 20, 2021 · Schedule D 7.B.(1), fund 805-3534706829

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Analytic Investors, Llc Executive
Jon F. Baranko Director, Executive
Siobhan C. Foy Executive
Kirk D. Hartman Director, Executive
Daniel Mavico Executive
Karen L. Norton Director, Executive
Dennis Roy Executive
Amy Stueve Executive
N/A Wells Capital Management Inc Promoter
N/A Wells Fargo Funds Distributor, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
525 Market Street, 10th Floor
San Francisco, CA, 94105