Form D · Other Banking and Financial Services
Global Factors LLC
New York, NY · CIK 0001676808
Offering snapshot reported Sep 12, 2016 · SEC filing
- Reported sold
- $300K Offering amount: $50M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5K Reported outside-investor minimum
- First sale
- Jun 1, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 12, 2016 | Amendment | $300,000 | $0vs Jun 10, 2016 | 1 | SEC filing |
| Jun 10, 2016 | Initial | $300,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $30K
- Finders' fees
- $0
- Form D file number
- 021-264783
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Howard Allen | 2033586 | Portfolio Advisors Alliance · CRD 101680 |
| Christopher Rossi | 5094070 | Portfolio Advisors Alliance · CRD 101680 |
Source: Form D, filed Sep 12, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Howard Allen | Promoter |
| Ralph Johnson | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:New York, NY, 10005