Form D · Hedge Fund

Global Evolution Emerging & Frontier Phoenix Fund, L.P.

New York, NY · CIK 0001737759

Offering snapshot reported Apr 20, 2018 · SEC filing

Reported sold
$50.5M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 9, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 20, 2018Initial$50,500,030No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-310707

Source: Form D, filed Apr 20, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL EVOLUTION EMERGING & FRONTIER PHOENIX FUND, LP

Investment adviser: GLOBAL EVOLUTION USA, LLC

Gross asset value
$52.4M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Mar 24, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP NEW YORK, New York, United States
Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No
Marketer CONNING INVESTMENT PRODUCTS, INC. HARTFORD, Connecticut, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH3

CONNING INVESTMENT PRODUCTS, INC.
CRD 120387 · SEC 801-79816

Filing source

Form ADV 1389746 · Mar 24, 2020 · Schedule D 7.B.(1), fund 805-4174603116

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Hendricus Bocxe Executive
Global Evolution Usa Gp, Llc Promoter
Global Evolution Usa, Llc Promoter
S?Ren Rump Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One World Trade Center, Suite 8500 285 Fulton Street
New York, NY, 10007