Form D · Other Investment Fund

GLOBAL EVENT DRIVEN FUND LLC

Rockville, MD · CIK 0001438276

Offering snapshot reported Nov 10, 2011 · SEC filing

Reported sold: $15.5M
Investors reported: 54
Minimum accepted: $250K
First sale: Sep 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$12,403,250 → $15,453,250
Reported investors48 → 54

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Nov 10, 2011	Amendment	$15,453,250	$3,050,000vs Nov 12, 2010	54	SEC filing
Nov 12, 2010	Amendment	$12,403,250	$7,853,250vs Nov 12, 2009	48	SEC filing
Nov 12, 2009	Amendment	$4,550,000	No comparison	20	SEC filing
Jun 19, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-119609

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Fortigent Securities Company, LLC	46022

Source: Form D, filed Nov 10, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL EVENT-DRIVEN FUND, LLC

Investment adviser: FORTIGENT, LLC

Gross asset value: $90.3K
Beneficial owners: 1
ADV minimum commitment: $250K

Reported in Form ADV on Jan 4, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor EIDE BAILLY SALT LAKE CITY, Utah, United States

Custodian STATE STREET BANK & TRUST BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1060225 · Jan 4, 2017 · Schedule D 7.B.(1), fund 805-1927664450

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Littleton	Executive
Fortigent Strategies Company, Llc N/A	Promoter
Fortigent, Llc N/A	Promoter
Andrew Putterman	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Fortigent Strategies Co Llc 2600 Tower Oaks Blvd, Suite 300
Rockville, MD, 20852