Form D · Other Investment Fund
GLOBAL EQUITY INVESTMENT TRUST
Salem, NH · CIK 0001173767
Offering snapshot reported Mar 9, 2011 · SEC filing
- Reported sold
- $298M Indefinite offering
- Investors reported
- 4 Form D · investor count
- Minimum accepted
- $2M Reported outside-investor minimum
- First sale
- May 7, 1991 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 9, 2011 | Initial | $297,909,369 | No comparison | 4 | SEC filing |
| Mar 18, 2010 | Initial | $297,919,368 | No comparison | 30 | SEC filing |
| Mar 17, 2009 | Amendment | $297,919,368 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-156441
Total Amount Sold reported as date of fund liquidation, 6/30/10.
Sales Commissions reported as of 3/2/2011
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| DeAM Investor Services | 754 | DeAM Investor Services · CRD 754 |
Source: Form D, filed Mar 9, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jennifer Birmingham | Executive |
| Sheila Cadogan | Executive |
| Ronald A. Cohen | Director, Executive |
| Patricia Defilippis | Executive |
| Roger Gray | Director, Executive |
| Susan Hartnett | Executive |
| Sandra Jahnke | Executive |
| Anjie La Rocca | Executive |
| Francis G. Murphy, Jr. | Director |
| Daniel Pierce | Director |
| Christine Rosner | Executive |
| Paul Schubert | Director, Executive |
| Nancy Tanzil | Executive |
| Jason Vasquez | Executive |
| Sheldon Winicour | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Dws Trust Company 11 Northeastern Blvd
Salem, NH, 03079
Salem, NH, 03079