Form D · Hedge Fund

Global Equity Absolute Return Investors (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001703689

Offering snapshot reported Feb 24, 2021 · SEC filing

Reported sold
$260M
Indefinite offering
Investors reported
20
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 3, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$130M$260MApr 13, 2017: $20,000,000.00Apr 13, 2017Jul 11, 2017: $40,000,000.00Nov 15, 2017: $61,000,000.00Nov 21, 2017: $61,000,000.00Mar 28, 2018: $107,869,612.00Jul 6, 2018: $148,519,612.00Jul 8, 2019: $257,758,112.00Feb 24, 2020: $257,758,112.00Feb 24, 2021: $260,333,112.00Feb 24, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$257,758,112 → $260,333,112
  • Reported investors19 → 20

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 24, 2021Amendment$260,333,112$2,575,000vs Feb 24, 202020SEC filing
Feb 24, 2020Amendment$257,758,112$0vs Jul 8, 201919SEC filing
Jul 8, 2019Amendment$257,758,112$109,238,500vs Jul 6, 201819SEC filing
Jul 6, 2018Amendment$148,519,612$40,650,000vs Mar 28, 20184SEC filing
Mar 28, 2018Amendment$107,869,612$46,869,612vs Nov 21, 20173SEC filing
Nov 21, 2017Amendment$61,000,000$0vs Nov 15, 20173SEC filing
Nov 15, 2017Amendment$61,000,000$21,000,000vs Jul 11, 20173SEC filing
Jul 11, 2017Amendment$40,000,000$20,000,000vs Apr 13, 20171SEC filing
Apr 13, 2017Initial$20,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$92.2K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-284702

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Wellington Management Advisers, Inc.152768
Merrill Lynch, Pierce, Fenner & Smith Incorporated7691

Source: Form D, filed Feb 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL EQUITY ABSOLUTE RETURN INVESTORS (CAYMAN), LTD.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value
$142K
Beneficial owners
21
ADV minimum commitment
$1M

Reported in Form ADV on Dec 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1575176 · Dec 1, 2021 · Schedule D 7.B.(1), fund 805-1550423759

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Helen E. Clement Director
Jonathan C. Conant Director
Michael J. Feder Director
Neil A. Medugno Director
Susan G. O'connell Director
Matthew N. Shea Director
Wellington Alternative Investments Llc Executive, Promoter
Wellington Management Company Llp Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Intertrust Corporate Svcs (Cayman) Ltd 190 Elgin Avenue, George Town
Grand Cayman, E9, KY1-9005