Form D · Other Investment Fund

Global Diversified Managed Futures Fund

Chicago, IL · CIK 0001510893

Offering snapshot reported Feb 4, 2015 · SEC filing

Reported sold: $32.2M
Investors reported: 16
Minimum accepted: $1M
First sale: Jan 28, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$32,117,997 → $32,151,997

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 4, 2015	Amendment	$32,151,997	$34,000vs Jan 21, 2015	16	SEC filing
Jan 21, 2015	Amendment	$32,117,997	$0vs Jan 22, 2014	16	SEC filing
Jan 22, 2014	Amendment	$32,117,997	$0vs Jan 24, 2013	16	SEC filing
Jan 24, 2013	Amendment	$32,117,997	$11,985,600vs Jan 24, 2012	16	SEC filing
Jan 24, 2012	Amendment	$20,132,397	No comparison	14	SEC filing
Jan 24, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-154238

Source: Form D, filed Feb 4, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GLOBAL DIVERSIFIED MANAGED FUTURES FUND, L.P.

Investment adviser: OASIS INVESTMENT STRATEGIES LLC

Gross asset value: $16.5M
Beneficial owners: 14
ADV minimum commitment: $5M

Reported in Form ADV on Oct 12, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING, INC OAKBROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor C.F. AND CO, LLP DALLAS, Texas, United States

Custodian LAKE FOREST BANK LAKE FOREST, Illinois, United States Related to adviser: No

Custodian R.J. O'BRIEN AND ASSOCIATES, LLC CHICAGO, Illinois, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 674582 · Oct 12, 2012 · Schedule D 7.B.(1), fund 805-9436033692

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Annette Cazenave	Executive, Promoter
David Kavanagh	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

626 W. Jackson Blvd. Suite 600
Chicago, IL, 60661